Since 1977, Charles C. Mihalek, P.S.C., has represented the interests of Kentucky’s investors and retirees in cases involving financial losses due to investment fraud, stockbroker misconduct and professional negligence.
The primary practice area of Charles C. Mihalek, PSC is alternative dispute resolution, with particular emphasis on the arbitration of securities disputes on behalf of investors before the Financial Industry Regulatory Authority (FINRA). We also represent registered representatives in disputes with broker dealers.
Charles C. Mihalek, PSC regularly represents individual investors whose claims arise out of broker and brokerage firm misconduct — claims often based upon misrepresentations and omissions of material facts, negligent retirement advice, unsuitable recommendations, excessive trading, unauthorized transactions, theft or conversion of client funds, and breach of fiduciary duty.
